Journal of Financial Regulation and Compliance
Issue(s) available: 129 – From Volume: 1 Issue: 1, to Volume: 32 Issue: 2
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A commentary on the EU money laundering reform in light of the subsidiarity principle
Markus TiemannIn July 2021, the European Commission has proposed a set of conjunct initiatives to reform the antimoney laundering/countering the financing of terrorism (AML/CFT) regulatory…
Institutional pressures and risk governance: testing the mediation role of collectivist orientation among financial institutions in Uganda
JohnBosco Kakooza, Vicent Bagire, Ernest Abaho, John Munene, Sulait TumwineThe purpose of this paper is twofold: to examine the relationship between institutional pressures and risk governance in financial institutions (FIs) in Uganda and to establish…
Market power and bank risks: insights from India and Bangladesh
Suman Das, Ambika Prasad PatiThis study aims to investigate whether various types of risks faced by the publicly listed commercial banks of India and Bangladesh are driven by market power and provides…
Creating financial inclusion in “Belt and Road” countries in Europe, Asia and Africa: regulation, technology and financial literacy
Xiaoling Song, Xuan Qin, XiaoMeng FengThis study aims to comparatively measure the impact factors of financial inclusion and their spillover effects for Belt and Road countries using panel data from 57 countries in…
Regulatory framework on governing equity crowdfunding: a systematic literature review and future directions
Prateek Gupta, Shivansh Singh, Renu Ghosh, Sanjeev Kumar, Chirag JainThe purpose of this study is to comprehensively analyse and compare equity crowdfunding (ECF) regulations across 26 countries, shedding light on the diverse regulatory frameworks…
The impact of announcements of regulatory and law enforcement penalties on stock market valuation of US banks from 2000 to 2022
Václav BrožThis paper aims to analyze stock market reactions to announcements of regulatory and law enforcement penalties imposed on banks operating in the USA.
Does intellectual capital reduce the probability of default?
Sakshi Khurana, Meena SharmaThis study aims to examine the impact of intellectual capital (IC) on default risk in Indian companies listed on the National Stock Exchange.
Interconnectedness of European insurers and cat shocks contagion effects
Bojan Srbinoski, Klime Poposki, Vasko BogdanovskiThe purpose of this paper is to examine the evolution of interconnectedness of European insurers among themselves, as well as with other non-financial firms, for the period…
How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans
Alexander Conrad CulleyThe purpose of this paper is to scrutinise the effectiveness of four derivative exchanges’ enforcement efforts since 2007. These exchanges include the Commodity Exchange Inc. and…
Corruption in least developed countries and ESG (responsible) investment: Standard Chartered Bank in Nepal
Tim Gocher, Wen Li Chan, Jayalakshmy Ramachandran, Angelina Seow Voon YeeThis study aims to explore the effects of responsible international investment in a least developed country (LDC) on ethics and corruption in the local industry. While investment…
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditor:
- Prof John Ashton